Ashurst, Financial Services Regulation | Chambers Asia-Pacific Profile

About

Provided by Ashurst

As one of the most recognised and respected regulatory teams in Australia, we are the "go-to" firm for solving complex and reputationally significant regulatory issues. Most recently, we have advised ANZ Bank in relation to both the Royal Commission into Misconduct in the Banking, Superannuation and Financial Services Industry (Royal Commission) and have advised a number of domestic and global financial institutions and major insurers on the implementation of the Banking Executive Accountability Regime (BEAR) / Financial Accountability Regime (FAR).

We are known for consistently bringing experience, common sense and strategic insight to the work we do for local and global clients on their significant Australian regulatory issues and bringing together non-contentious and contentious regulatory capability to advise Australian and international banks on all regulations relating to licensing, conduct and disclosure, including regimes such as the Corporations Act, Banking Act and APRA regulation, NCCP, AML/CTF regulation, and Code of Banking Practice.

Complementing our market-leading Australian regulatory team, we have a strong global team of regulatory specialists located in the world's key financial centres and our team works together closely across our network of offices to address global regulatory issues, as well as to ensure we are aware of what might be on the horizon in relation to regulatory change and policy.

Chambers Review

Provided by Chambers

Financial Services Regulation - Australia

Band 1

What the Team is Known For

Ashurst demonstrates considerable experience in a broad range of financial services law, advising an array of financial institutions. It is recognised as a go-to firm for advice on complex investigations and enforcements, with additional expertise in areas such as derivatives and payment systems regulation. The team is regarded as one of the leading contentious regulatory offerings and remains a valued advisor for global financial institutions on cross-border mandates, on their entry into Australian financial services markets and on their ongoing engagements with financial services regulators.

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Work Highlights

Provided by Ashurst

Ashurst advised OKX on its launch of a locally licensed presence in Australia to service wholesale clients, with plans to launch a fully-fledged retail offering in the future.

Strengths

Provided by Chambers

Ashurst's expertise is evident in all of its advice. Their work demonstrates innovative thinking to solve complex problems.

Financial Services Regulation respondent
Asia-Pacific

Ashurst has a coordinated, approachable and knowledgeable team who are always willing to assist. They always provide timely and coordinated advice, ensuring complex matters are handled effectively.

Financial Services Regulation respondent
Asia-Pacific

Ashurst's expertise is evident in all of its advice. Their work demonstrates innovative thinking to solve complex problems.

Financial Services Regulation respondent
Asia-Pacific

Ashurst has a coordinated, approachable and knowledgeable team who are always willing to assist. They always provide timely and coordinated advice, ensuring complex matters are handled effectively.

Financial Services Regulation respondent
Asia-Pacific

Notable Practitioners

Provided by Chambers

Jonathan Gordon

Band 1

Jonathan Gordon is a well-established and highly regarded lawyer in the financial services area, frequently acting for clients on the establishment of operations and the implementation of regulatory regimes.

Jonathan Gordon is a go-to expert in his field. He is extremely experienced and commercial.

Jonny is an undisputed leader in financial service infrastructure and regulation.

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Narelle Smythe

Band 1

Narelle Smythe is a leading practitioner in the financial services space and is highly regarded for her expertise in relation to consumer credit and payment systems.

Narelle Smythe is an expert in the area and provides a depth of knowledge and experience which is difficult to find elsewhere.

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Corey McHattan

Band 3

Corey McHattan advises clients in relation to compliance with financial services regulation and is noted for his technical knowledge.

Corey provides clear and practical advice that is readily understood. He works hard to promote the position of his client with regulators.

Corey has very deep expertise in the regulation of financial market participants and a strong sense of the commercial drivers that impact our industry.

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Nicholas Mavrakis

Band 3

Nicholas Mavrakis is a seasoned and respected litigator who is experienced at assisting financial services clients on contentious matters.

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Felicity Healy

Band 4

Felicity Healy is an established litigator who is noted for her experience and who acts for major financial institutions and banks in relation to regulatory litigation and investigations.

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