Zachary Zweihorn
USA Guide 2023
Band 3 : Financial Services Regulation: Broker Dealer (Compliance)
Email address
[email protected]Contact number
+1 202 962 7136Share profile
Band 3
About
Provided by Zachary Zweihorn
Practice Areas
Zach is a member of Davis Polk’s Financial Institutions practice. He focuses on the regulation of broker-dealers and other securities market participants and intermediaries. This includes advising on SEC, FINRA and exchange rules relating to the conduct of business, financial responsibility, margin, market structure and related compliance obligations. He also advises clients on regulatory matters in connection with corporate transactions involving broker-dealers, securities exchanges and digital asset businesses.
Zach also helps clients with regulatory and legislative advocacy and has assisted in drafting proposed language for legislation, including aspects of three bills that have become law.
His clients include international banks, broker-dealers, securities exchanges, digital asset businesses and other financial institutions.