Russell D Sacks
USA Guide 2023
Band 3 : Financial Services Regulation: Broker Dealer (Compliance)
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Ranked in 1 Practice Areas
Band 3
About
Provided by Russell D Sacks
USA
Practice Areas
Russell Sacks is a financial services regulatory partner in the firm’s Corporate, Finance and Investments practice. He provides advice to market participants on a worldwide basis with respect to regulatory, transactional, trading and markets issues, with particular emphasis on U.S. regulation of securities broker-dealers, asset managers, clearing agencies, and electronic trading systems.
Mr. Sacks regularly represents globally important financial institutions, including state-owned financial institutions, on their cross-border activities. Russell also regularly represents SIFMA with respect to various issues in respect of SEC and FINRA regulation.
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