Email address
[email protected]Contact number
212-698-3889Share profile
Band 3
Provided by Stephen Bier
Stephen H. Bier represents investment advisers and registered open-end and closed-end investment companies and their boards of directors in a variety of matters including the development of new investment products and strategies, transactional issues and regulatory guidance. He also advises clients on issues relating to securities lending and repurchase agreements, and registered funds’ use of derivatives. He also regularly assists registered funds and registered advisers on a variety of compliance issues, including responding to SEC exams, and has experience in working on SEC enforcement matters.
Provided by Chambers
Stephen Bier advises clients on a host of matters affecting mutual funds and ETFs. He is routinely called upon to advise clients on regulatory and compliance matters, as well as transactional issues.
