Stephen Bier

Practice Areas

Stephen H. Bier represents investment advisers and registered open-end and closed-end investment companies and their boards of directors in a variety of matters including the development of new investment products and strategies, transactional issues and regulatory guidance. He also advises clients on issues relating to securities lending and repurchase agreements, and registered funds’ use of derivatives. He also regularly assists registered funds and registered advisers on a variety of compliance issues, including responding to SEC exams, and has experience in working on SEC enforcement matters.