Ranked in 1 Practice Areas
3

Band 3

Registered Funds

USA - Nationwide

5 Years Ranked

Ranked in Guides

About

Provided by Stephen Bier

USA

Practice Areas

Stephen H. Bier represents investment advisers and registered open-end and closed-end investment companies and their boards of directors in a variety of matters including the development of new investment products and strategies, transactional issues and regulatory guidance. He also advises clients on issues relating to securities lending and repurchase agreements, and registered funds’ use of derivatives. He also regularly assists registered funds and registered advisers on a variety of compliance issues, including responding to SEC exams, and has experience in working on SEC enforcement matters.

Chambers Review

Provided by Chambers

Chambers Guide to the USA

Registered Funds - USA - Nationwide

3
Band 3
Individual Editorial
Stephen Bier advises clients on a host of matters affecting mutual funds and ETFs. He is routinely called upon to advise clients on regulatory and compliance matters, as well as transactional issues.

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Provided by Chambers

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