Financial Services Regulation - Australia
What the Team is Known For
Hamilton Locke fields a highly experienced financial services regulation team with particular expertise in the funds, fintech and insurance sectors. The firm regularly advises on compliance, structures and distribution for insurance and fintech products and services. In addition, the team is also proficient in handling licensing and compliance with consumer credit and managed accounts regulations.
Strengths
"Hamilton Locke works tirelessly to help clients achieve their strategic ambitions in an evolving regulatory landscape."
"Hamilton Locke has an excellent understanding of our industry, the needs of our business and how that fits with the regulatory landscape."
Work Highlights
Hamilton Locke acted for Shaw and Partners in undertaking an unfair contract terms review of its trading and broker product suite and compliance with pricing disclosure obligations.
Notable Practitioners
Jaime Lumsden assists financial services clients with a variety of financial services regulation law issues, including matters in the fintech space. "Jaime Lumsden is incredibly sharp. She can grasp the concepts and the key points very quickly, and she can offer very proactive and innovative solutions."
