Compliance

About

Provided by Mattos Filho

Our services include:

• Representation of boards of directors, board committees, and companies in internal investigations based on accusations of corruption, fraud, and other improper conduct;

• Assessment of clients' practices to determine whether a client is compliant with relevant laws, regulations, and internal policies, as well as assistance in developing corporate integrity programs;

• Representation of clients in administrative inquiries and enforcement procedures;

• Representation of clients in negotiations of leniency agreements with government authorities;

• Representation of clients in anti-money laundering enforcement proceedings and review of internal controls;

• Representation of clients in anti-corruption cases;

• Preparation of compliance programs and training;

• Anti-corruption due diligence and risk assessment in corporate transactions;

• Representation of business organizations in corporate fraud investigations and enforcement proceedings conducted by the Brazilian Securities and Exchange Commission, the Brazilian Central Bank, and other regulatory authorities;

• Criminal risk assessment and representation of companies, officers, and employees in criminal investigations and proceedings, as well as in negotiated resolutions with law enforcement, such as plea, non-prosecution and cooperation agreements;

• Assessment of contractual and corporate governance obligations, as well as of information disclosure to capital markets due to internal or government investigations and related policies.