Chambers Review

Provided by Chambers

Financial Services Regulation - Australia

4
Band 4

What the Team is Known For

Gadens is noted for its well-regarded practice in financial services regulation law. The team often acts for substantial financial services companies, including major banks, in relation to investigations and proceedings from regulatory bodies such as ASIC and APRA, as well as being engaged by those bodies to assist on such investigations. It provides clients with further advice regarding licensing and regulatory compliance.

Notable practitioners

Kathy Merrick is a key contact for clients.

Work Highlights

  • Gadens acted for Global Capital Property Fund in relation to an ASIC investigation and Federal Court proceedings alleging numerous breaches of the Corporations Act.

Strengths

Provided by Chambers