Financial Services Regulation

About

Provided by Gadens

Financial Services Regulation

Our Financial Services Regulatory Team continues to advise leading banks, insurers, superannuation firms and other financial services clients in relation to compliance with new and newly significant laws, responding to increasing regulatory inquiries and acting in associated court disputes. We are at the forefront of the significant developments in this sphere, including in advocating for what form changes to the laws should take. We are a trusted adviser to many of Australia’s largest financial institutions on their most complicated and sensitive regulatory matters. Our advisory work also extends to advising in relation to complex financial services, including in the highly regulated residential mortgage industry, as well as AFSL compliance and other credit licensing obligations.

Work highlights:

• Gadens is the go-to firm for the Australian Finance Industry Association (AFIA), the peak industry body for non-bank financial institutions and advised on the development of the Insurance Premium Funding Code of Practice (IPF Code).