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Provided by Davis Polk & Wardwell LLP

For more information about Davis Polk’s practices, please visit https://www.davispolk.com/capabilities.




Chambers Review

Provided by Chambers

Financial Services (International Firms) - China

1
Band 1

What the Team is Known For

Davis Polk & Wardwell fields a highly skilled team with experience advising investment banks, accountancy firms and listed companies on agency-led investigations and litigation. The firm is frequently active on contentious matters, including advising on IPO sponsor investigations and anti-money laundering investigations, and representing clients before the Hong Kong Market Misconduct Tribunal. It is noted for its expertise in dealing with regulatory bodies, including the SFC, HKMA, SEC and US Department of Justice. The team is further well versed in non-contentious regulatory matters, including compliance programmes and senior management training. The Hong Kong team works as part of a global practice, coordinating closely with colleagues in New York and Washington, DC. 

Strengths

Provided by Chambers

Notable Practitioners

Provided by Chambers

James Wadham
1
James Wadham
1
Band 1

James Wadham is a linchpin in Davis Polk's contentious regulatory team and continues to offer top-tier advice on regulatory investigations and enforcement issues. His enviable client roster includes a number of banks, hedge funds and asset managers.

He is the best regulatory and dispute lawyer in Hong Kong. He has a strategic vision and willingness to make himself available whenever a client needs him. He is just unparalleled.

Nobody understands how the SFC thinks like James does. He provides incredible client services.

Martin Rogers
1
Martin Rogers
1
Band 1

Martin Rogers is a driving force of Davis Polk's contentious financial services department and widely seen as a market-leading force whose practice primarily focuses on regulatory enforcement work and complex litigation in the financial services space.

Martin Rogers has a very in-depth knowledge of the markets and the regulatory landscape affecting financial institutions. He is very responsive and provides broader strategic context to his advice.

He has an incredible ability to bring together technical, regulatory and situational knowledge. He knows what regulators will have at the back of their minds.

4
Lisa Martin
4
Band 4

Lisa Martin specialises in market misconduct investigations and advice. Corporations and financial institutions frequently rely on her advice on both domestic and cross-border matters.

She is very efficient and very good. She understands your situation very quickly, filters out the key issues and comes up with an agreement that we can use.

U
Joshua Friedman
U
Up and Coming

Joshua Friedman handles regulatory investigations and enforcement actions. He regularly assists financial institutions, private equity houses and individuals on a wide range of financial matters.

He is an able and experienced lawyer who is able to provide us with well-communicated and thought-out solutions.

Ranked Lawyers at
Davis Polk & Wardwell LLP

Provided by Chambers
Filter by
Band

China

Financial Services: Contentious Regulatory (International Firms)

James Wadham
1
James Wadham
1
Band 1
Martin Rogers
1
Martin Rogers
1
Band 1
4
Lisa Martin
4
Band 4
U
Joshua Friedman
U
Up and Coming

Members

Provided by Davis Polk & Wardwell LLP