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Clayton Utz
Department profile | Clayton Utz
Financial Services Regulation

About

Provided by Clayton Utz

The team in known a frontrunner in the industry. They are experts in regulation and litigation, consistently garner attention from prominent banks and financial services providers seeking guidance on critical matters.

he regulatory team, under the leadership of Matt continues to go from strength to strength. The team specialises in financial services regulatory, investment funds and superannuation, retail banking, consumer credit, payments, insurance, AML/CTF and privacy. On the litigation front, Ross McInnes leads with excellence. His team is navigating the complexities of investigations in an ever-evolving landscape. Amidst ongoing regulatory changes, our strategic guidance has been instrumental in assisting clients through investigations, negotiating successfully with enforcement authorities, and robustly defending against civil penalty proceedings when necessary.

 


Chambers Review

Provided by Chambers

Financial Services Regulation - Australia

2
Band 2

What the Team is Known For

Clayton Utz is widely regarded as a go-to firm offering extensive expertise in regulatory matters and financial reforms. The firm houses a highly regarded contentious practice with experience assisting with regulatory investigations, litigation and the enforcement of licence conditions. It provides regulatory advice relating to investment funds and novel financial products, acting for a blue-chip clientele and major financial institutions including a number of retail banks. The firm maintains excellent relationships with international law firms, regulators and corporations.

Work Highlights

Provided by Clayton Utz

  • Clayton Utz acted for the Commonwealth Bank of Australia in relation to ASIC's investigation, enforcement proceedings and appeal concerning conflicted remuneration.

Strengths

Provided by Chambers

The Clayton Utz team is thoroughly well-prepared and organised and maintains close contact with clients and other stakeholders. They are pleasant to work with.

Financial Services Regulation respondent
Asia-Pacific

Notable Practitioners

Provided by Chambers

Matthew Daley
4
Matthew Daley
Head of Financial Services Regulation
4
Band 4
Matthew Daley frequently assists clients on regulatory matters relating to investment funds and investment banks.
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Ranked Lawyers at
Clayton Utz

Provided by Chambers
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Band

Australia

Financial Services Regulation
Matthew Daley
4
Matthew Daley
Head of Financial Services Regulation
4
Band 4
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Members

Provided by Clayton Utz

Ananya Roy

Craig Hine

David Gerber

Jason Shailer

Katie Wood

Lindsey Cregan

Lisa Maybury

Mathew Spain

Matthew Daley

Matthew Daley

Head of Department

Melanie Taylor

Ross McInnes

Head of Department

Steven Klimt

Vanessa Pallone

Vincent Giang

Industries

Provided by Clayton Utz

Banking and Financial

Consumer and Retail

Health and Pharmaceuticals