Frank Herring

Practice Areas

Dr. Frank Herring is a financial services and regulation lawyer based in Frankfurt. He focuses on advising on the regulation of financial services providers and investment funds, advising both asset managers and investors.

Frank supports our clients in all regulatory issues, in particular under the German Capital Investment Code (Kapitalanlagegesetzbuch, KAGB), the German Banking Act (Kreditwesengesetz, KWG), the German Insurance Supervision Act (Versicherungsaufsichtsgesetz, VAG) and the German Securities Trading Act (Wertpapierhandelsgesetz, WpHG). In addition to his ongoing advisory work, he has also acted as lead partner in numerous outsourcing and M&A transactions in the financial services sector.

His significant experience includes, inter alia, advising a large number of German and foreign banks and investment managers on the establishment, management and restructuring of open and closed-end investment funds.

Frank has been a lecturer at the Institute for Law and Finance at Frankfurt Johann Wolfgang Goethe University since 2015.