Elizabeth P Gray
USA Guide 2023
Financial Services Regulation: Broker Dealer (Enforcement) + 1 more ranking
Email address
[email protected]Contact number
+1 202 303 1207Share profile
Band 2
Band 3
About
Provided by Elizabeth P Gray
Practice Areas
Litigation Partner and Securities Enforcement Group Co-Chair. Represents investment advisers, investment companies and their boards, broker-dealers, accounting firms, other institutions and executives in securities law enforcement, compliance and litigation. Extensive experience handling federal securities law matters, including cybersecurity regulations, compliance and breaches, investment adviser and company compliance, insider trading, self-regulatory organization and clearing fund compliance, accounting, auditing irregularities, market manipulation, and FCPA. Practice covers investigations, litigation and examination by SEC, CFTC, PCAOB, DOJ and FINRA. Conducts internal/board of director investigations for public companies, mutual funds.
Personal
JD, University of Virginia School of Law; AB, Dartmouth College.
See: http://www.willkie.com/professionals/g/gray-elizabeth-p