Email address
[email protected]Contact number
+1 202 736 8785Share profile
Band 1
Provided by Barbara Stettner
BARBARA STETTNER focuses her practice on advising U.S. and foreign financial institutions on a wide range of regulatory and compliance obligations, guiding them through the complex regulatory landscape governing their domestic and cross-border securities activities. She represents multiple foreign and domestic banks, private wealth institutions, investment banks, broker-dealers, and asset managers in structuring and implementing U.S.-compliant domestic and cross-border securities distribution, fundraising, trading, asset management, and custody programs. Barb also applies this knowledge to the cross-border sales, trading, and custody of digital assets. Her experience extends to both the structuring and ongoing compliance of financial products and services, ensuring clients meet their obligations in an evolving regulatory environment.
Provided by Chambers
Barbara Stettner impresses with the strength of her market-leading broker-dealer advisory practice, which encompasses compliance with directives established under the Dodd-Frank Act.
Provided by Chambers
Barbara has impeccable business judgment.
She is very on top of the newest issues and regulations in the securities world.
Barbara is extremely practical and business-oriented.
Barbara has impeccable business judgment.
She is very on top of the newest issues and regulations in the securities world.
Barbara is extremely practical and business-oriented.