Counsels SEC-registered investment companies and their advisers in fund organization and operation. Focuses on both open-end and closed-end funds, advising them, their boards and advisers on a full range of matters, including regulatory and compliance, disclosure issues, restructuring, financing and M&A. Recent work: dealing with closed-end fund activism, rights offerings and sale of registered fund business.
JD, St. John’s University, 1981. MA, Fordham University, 1977. BA, Catholic University of America, 1974. See: http://www.willkie.com/professionals/d/dimartino-rose-f