Co-Chair of the Financial Services Group. Represents broker-dealers, securities exchanges, industry associations and buy-side institutions in regulatory and transactional matters. Regulatory practice is concentrated in the area of securities regulation of broker-dealers and the structuring of financing and derivatives transactions for multi-entity financial organizations subject to regulatory regimes; his transactional work focuses on prime-brokerage and over-the-counter derivatives. Advises on margin, capital, custody and record keeping requirements, cross-border transactions, cash market sales and trading, and development of compliance and supervisory procedures.
JD, Harvard Law School (magna cum laude); MA, Stanford University; BA, Stanford University (with distinction).