Bank capital markets; compliance, internal investigations/enforcement; mergers, acquisitions, joint ventures, restructurings; derivative products; activity expansion. Regulatory counseling to banks and industry participants concerning Dodd-Frank Act, Gramm-Leach-Bliley Act, Bank Holding Company Act, National Bank Act, International Banking Act. Clients have included: ABN AMRO, Bank of America, BNP Paribas, Credit Suisse, Goldman Sachs, HSBC, ING, JPMorgan Chase, Natixis, Sherman Financial.
Joined firm, 1974; partner, 1982; senior counsel, 2016. JD, magna cum laude, Harvard (1974); BA, summa cum laude, St. Peter’s University (1971).
Guide to Bank Underwriting, Dealing and Brokerage Activities (ThomsonReuters, 21st edition, 2017). Scholarly and professional journals.