Chair, Investment Management Regulatory & Compliance Group. Advises hedge funds, private equity funds and funds of funds on compliance and other federal, state and self-regulatory organization requirements, including establishing compliance programs, registering with the SEC and handling SEC examinations. Provides guidance on securities trading matters and represents clients in regulatory investigations and enforcement actions, arbitrations and civil litigation. Leads training sessions for portfolio managers and analysts on complying with insider trading and market manipulation laws.
ABA; MFA; NYC Bar Association.
NYU School of Law, JD; Wesleyan University, BA, with honors.