Latham & Watkins LLP

Dana G Fleischman

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Practice Areas

Focuses on matters involving the regulation of broker-dealers and securities markets, including public and private offerings, mergers and acquisitions and cross-border transactions. She assists financial institutions in connection with registration issues, internal investigations and enforcement matters and counsels firms and trade associations with respect to significant regulatory initiatives and rule-making proposals.

Professional Memberships

Member of the ABA’s Federal Securities Regulation Committee, Chair of the ABA’s Trading and Markets Subcommittee, Chair of the ABA's FINRA Subcommittee, and a member of the SIFMA Compliance and Legal Division.


BA (high honors) Emory University (1986); JD, Yale Law School (1989).