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This content is provided by Barry Goldsmith.

Practice Areas

Barry is the co-chair of the Securities Enforcement Practice Group. He represents financial services firms, hedge funds, corporations, and individuals in government enforcement investigations, trials and related litigation. Barry also conducts internal investigations and advises clients, including boards and audit committees, on a range of securities regulatory and compliance issues and risk strategies.

Career

Formerly EVP and Head of Enforcement NASD (now FINRA); SEC Chief Litigation Counsel in charge of all SEC enforcement litigation nationwide.

Publications

Authored numerous articles on securities and regulatory enforcement; frequent chair/speaker at industry conferences.

Personal

JD, Georgetown University; BSE (Magna Cum Laude), Wharton School of Finance and Commerce, University of Pennsylvania.