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This content is provided by Barry Barbash.

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Senior member of Asset Management Group. Served as Director of SEC's Division of Investment Management. Advises mutual fund/private fund clients and their sponsors and directors/trustees on a variety of transactional, compliance and regulatory matters. Areas of experience include mutual fund/private fund formation, operations and regulation; development of investment services and new products; and fund governance. Regularly represents buyers/sellers in asset management M&A transactions and advises asset managers of all types in connection with administrative and court actions brought by securities regulators.


JD, Cornell University Law School, 1978. AB (summa cum laude), Bowdoin College, 1975. See: