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This content is provided by Barry Barbash.

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Senior member of Asset Management Group. Served as Director of SEC's Division of Investment Management. Advises mutual fund/private fund clients and their sponsors and directors/trustees on a variety of transactional, compliance and regulatory matters. Areas of experience include mutual fund/private fund formation, operations and regulation; development of investment services and new products; and fund governance. Regularly represents buyers/sellers in asset management M&A transactions and advises asset managers of all types in connection with administrative and court actions brought by securities regulators.


JD, Cornell University Law School, 1978; AB (summa cum laude), Bowdoin College, 1975. See: